Regulatory Umbrella

Regulatory Umbrella

While you operate under the Linear regulatory umbrella
we show a track record while you build critical mass.

Regulatory Umbrella (MiFID/AIF)

Linear is the regulated entity

Appointed Representative becomes Investment Advisor

Set up in 3 to 4 weeks

Establish a track record & gain experience & competency whilst building critical mass.

Independent Compliance Officer

Flat fee – rolling contract – migrate to your own licence

Overall the cost is less than hiring one in-house compliance person

FCA Regulatory Incubation

FCA Incubation Concept

  • Nurture small/medium sized financial services firms
  • Be cost effective with variable fees structures
  • Be an all in one solution – ability to access Linear and Linear IP relationships
  • Provide a complete framework; documentation, training, support and reporting

Compliance Oversight And Full Documentation

  • Setting up a new entity is time consuming
  • Linear provide a full documentation suite, manuals and reporting structure
  • Annual staff computer based training to meet FCA requirements
  • Compliance reviews and statutory reporting with our compliance officers

Clients

  • Establish a track record, gain experience & competency whilst building critical mass.
  • Overall the cost is less than hiring one in-house compliance person.

Contact us to discuss how we can help accelerate
the growth of your business

OUR ADDRESS

Linear Investments Ltd
8-10 Grosvenor Gardens
London SW1W 0DH

OUR NUMBER

Call us on
+44 203 603 9809

EMAIL

info@linearinvestment.com