Linear Investments retains a regulatory licence, allowing your business to work under our Regulatory Umbrella.
Become an Appointed Representative today.
- Assistance with task management
- Collection of key data
- Complaints management
- CPD requirements
- Production of management information
- Help and advice on regulatory requirements
- Ongoing monitoring
- Documents and manuals
- Due diligence
Save time and reduce costs
- Focus on your sales and building a successful business by taking the time and worry out of working in a regulated environment
Establish a regulated track record
- While working towards your own regulatory licence, establish yourself as a serious organisation in the market who can manage all your own and your clients’ needs successfully
Access the security of an established trading platform
- Giving your current and new clients peace of mind is vital to establish yourself in a regulated working environment. Linear Investments is an established and respected organisation in the investment market.
If you hold your own regulatory licence
- Business in a regulated market is constantly changing. The industry is evolving rapidly; clients are demanding greater transparency and the regulators continue to define how your business should be carried out.
Our Outsourced Compliance can offer you peace of mind with a full set of services to navigate these challenges. Pressure can be immense in an ever-changing regulatory world, so having the reassurance of a regulatory umbrella can relieve the load – and leave you to concentrate on running a successful and streamlined business.