Regulatory Umbrella Services

Regulatory Umbrella

Gain access to a regulatory licence

Linear Investments retains a regulatory licence, allowing your business to work under our Regulatory Umbrella.

Become an Appointed Representative today.

We provide

  • Assistance with task management
  • Collection of key data
  • Promotions
  • Complaints management
  • Auditing
  • CPD requirements
  • Production of management information
  • Help and advice on regulatory requirements
  • Ongoing monitoring
  • Documents and manuals
  • Due diligence

Save time and reduce costs

  • Focus on your sales and building a successful business by taking the time and worry out of working in a regulated environment

Establish a regulated track record

  • While working towards your own regulatory licence, establish yourself as a serious organisation in the market who can manage all your own and your clients’ needs successfully

Access the security of an established trading platform

  • Giving your current and new clients peace of mind is vital to establish yourself in a regulated working environment. Linear Investments is an established and respected organisation in the investment market.

If you hold your own regulatory licence

  • Business in a regulated market is constantly changing. The industry is evolving rapidly; clients are demanding greater transparency and the regulators continue to define how your business should be carried out.

Our Outsourced Compliance can offer you peace of mind with a full set of services to navigate these challenges. Pressure can be immense in an ever-changing regulatory world, so having the reassurance of a regulatory umbrella can relieve the load – and leave you to concentrate on running a successful and streamlined business.

Contact us to discuss how we can help accelerate
the growth of your business

OUR ADDRESS

Linear Investments Ltd
8-10 Grosvenor Gardens
London SW1W 0DH

OUR NUMBER

Call us on
+44 203 603 9809

EMAIL

info@linearinvestment.com