Regulatory Umbrella (MiFID/AIF)
Linear is the regulated entity
Appointed Representative becomes Investment Advisor
Set up in 3 to 4 weeks
Establish a track record & gain experience & competency whilst building critical mass.
Independent Compliance Officer
Flat fee – rolling contract – migrate to your own licence
Overall the cost is less than hiring one in-house compliance person
- Nurture small/medium sized financial services firms
- Be cost effective with variable fees structures
- Be an all in one solution – ability to access Linear and Linear IP relationships
- Provide a complete framework; documentation, training, support and reporting
Compliance Oversight And Full Documentation
- Setting up a new entity is time consuming
- Linear provide a full documentation suite, manuals and reporting structure
- Annual staff computer based training to meet regulatory requirements
- Compliance reviews and statutory reporting with our compliance officers
- Establish a track record, gain experience & competency whilst building critical mass.
- Overall the cost is less than hiring one in-house compliance person.